#RethinkCompliance with

Indias Most Comprehensive Compliance Management Solution

RSJ Lexsys Pvt Ltd Strictly Confidential, no further circulation allowed without permission
 Challenges in Managing Compliance Ecosystem..!!!
Business Complexities, legislative changes, dependencies on external vendors have increased need for a robust system

DIRECT COMPLIANCE 3RD PARTY COMPLIANCE

Applicability of law changes with With businesses increasingly
every small change in nature of outsourcing their core and non
company, business, locations,
employees, etc. Keeping a tab on 1 2 core activities, the compliance
requirement from 3rd party
operations becomes and
all such of all laws across
ecosystem in the prime need. LOREM IPSUM important aspect to be handled

Compliance Management
Non Core worry of CXOs
INTER DEPARTMENTAL COMPLIANCE EVOLVING LEGAL ENVIRONMENT
Every major corporate action With operations spreading across
impacts the compliance geographies, no service providers
requirement under various acts
applicable through direct or 3rd
3 4 are fully equipped to fulfill all
compliance requirements in fast
party operations changing legal environment

With most complex compliance environment; none of the widely adopted technology solutions give guidance to
manage end to end compliance requirement across ecosystem while highlighting risks arises out of any non compliance

RSJ Lexsys Pvt Ltd. 2 All Rights Reserved

 The Changing Governance Landscape
Recent Changes in The Companies Act have brought in a compelling need be watchful of compliance obligations

Sec 204, Companies Rules 2014

Secretarial Audit Report mandatory for:
Every listed company and
Public company with > INR 50 Crore paid-up capital
Public company with > INR 250 Crore turnover

The Companies Act 2013
have brought in many
changes in contrast with
Companies Act 1956. The
reporting and
responsibility matrix have
not only been clearly
defined, the penal
provisions have become
more stringent.
Clause 49 (II/D/3)
Board is to periodically review the compliance reports of all laws applicable to a
company as well as the steps taken by it to rectify instances of noncompliance.
Section 205 (1)
The Company Secretary shall report to BoD, status of compliances under all
applicable laws.
Section 134 (5d)
BoDs to declare following in Directors Report :
Devised proper systems to ensure compliance with provisions of all applicable
laws
Ensured such systems were adequate and operating effectively

Increased Penalties for Non Compliance

Company: Min - INR 50,000; Max - INR 25,00,000
Officer in Default: INR 50,000 to INR 500,000 or Imprisonment or both
PCS who wrongly certifies: Min fine - INR 1,00,000; Max - INR 500,000

RSJ Lexsys Pvt Ltd. 3 All Rights Reserved

 Proposed Solution - Lexcomply
Manage regulatory risks across ecosystem through Single application
 Solution Overview - Compliance Management
Indias Most Comprehensive Compliance Management Solution having detailed coverage of every compliance

Acts & Compliance Proactive Risk

Libraries Management
Impact of Non Compliance
340+
Monetary
State & Central Acts
Imprisonment
17,000+
Unique Compliance Operational

950+ Criticality Levels

Corporate Actions High

2,500+ Medium
Compliance Filing Forms
Low

7,000+ Compliance Categories

Act Related Docs One Time Recurring

3,000+ Event Base On-Going

Legislative Updates

Type
Type of of Acts
Acts Covered
Covered
Secretarial,
Secretarial, Taxation,
Taxation, HR
HR &
& Labour,
Labour, SEBI,
SEBI, Industrial,
Industrial, Legal
Legal Metrology,
Metrology, Environment,
Environment, S&E,
S&E, FSSAI,
FSSAI,
IRDA,
IRDA, Private Security, Import & Export, Fire & Safety, SEZ, FDI, Info Technology, TRAI, Trade Mark,
Private Security, Import & Export, Fire & Safety, SEZ, FDI, Info Technology, TRAI, Trade Mark,
ECB, Finance, BIS, Competition, Industry Specific & Many More..
ECB, Finance, BIS, Competition, Industry Specific & Many More..
RSJ Lexsys Pvt Ltd. 5 All Rights Reserved
 Key Features - Compliance Management
Users level controls, flexibilities to map group companies, vendors, service providers, contractors & many more.
Know Your Compliance
Centralized library of acts & rules
Comprehensive compliance coverage
Key details - Applicability, Definition,
Exemption, Penal Provision, web-link,
Filing Forms, Business Criticality, etc
Event Based Compliance
Integrated library helps identify
impact across all applicable acts
Pre and post event compliance
Auto allocation of compliance to
relevant users
Management Control
Analytical dashboard
Drill down & download option
Real time reports on 15 parameters
know compliance status by:
Entity / Location / Department
Act / User / Approver
Status / Criticality, etc
Automate reports for key users with
relevant coverage at set frequency
Access for Auditors, Directors, CEO, CFO
RSJ Lexsys Pvt Ltd.
Map Responsibilities
Bring compliance ecosystem together
Internal & External stakeholders
Vendors, Service Providers
Define & Map compliance Owner,
Approver, HOD & Management Users
Reallocate responsibilities on role
change, attritions, long leaves
Auto populated Compliance calendar for
current & upcoming fiscal
On-Going Support
Legislative Updates
Team to track & update changes
Refers 200+ websites & other sources
Compliance changes and addition
auto updated
Auto Notification to users on change
in filing date & new compliance
Historical updates & notification copy
User training & handholding
Quality assessment services
6 All Rights Reserved
Report Adherence
Get mail reminders before due date
Auto generated check cycles :
Event base compliance - Fortnight
On-going compliance - Monthly
Report adherence of compliance, add
documentary proofs, date, remarks &
next actionable
Approver to approver / reject basis merit
Audit trails of changes in reported
compliance
Scalable Architecture
Flexibility to add single location to large
group with multiple entities &
locations
Store & retrieve documents &
compliance reports for multiple years
Role Base Access controls
Hosted @ Tier-4 data centre
Disaster Recovery & BCP enabled
Quarterly Security Audits of application
HTML-5 Enable Access through Mobile
Continuous technology update
Implementation Methodology..!!!
Unique Methodology of identifying compliance not applicable from the universe ensures no compliances are missed
Corporate Overview - Lexcomply

Corporate Overview
 Corporate Brief & Team
We believe complying to laws not only reduces risk but also reflects commitment to safeguard stakeholders interests

Offshoot of RSJ Professionals, a Corporate Advisory Firm servicing 500+ Clients since 2007
Incorporated in Feb, 2015; headquartered in Delhi
30+ Member team of young professionals
Team comprises of Company Secretaries, Lawyer, CAs, MBAs & IT professionals
Strong Partner ecosystem across India for Implementation, Client Engagements & On-going support

Founding members!!!
Gaurav Jain (Founder) Jyant Kohli (Co-Founder)
Manages innovation, client services Manages Expansion & Partnerships
16+ years experience as Company Secretary 15+ years industry experience
Worked on consulting assignments with 500+ Ex ADP, Thomson Prometric, Manipal, Polaris, etc.
Corporates on Corporate Law Compliance, Customer focused with strong understanding
Due Diligence, FIPB, VC Funding, JVs, etc. of various Indian markets

Thomas Abraham (Co-Founder) Pooja Agarwal (Co-Founder)

Drives strategic initiatives Responsible for content creation & finance
30+ years of experience across FinTech, ICSI, ICAI, IFRS Compliance Professional
Publishing, Telecom & IT 14+ Years of consulting experience in
Worked with global leadership teams as MD Corporate Law Compliance.
of Wolters Kluwer and Sage

Key Investor..!!!
Ajay Relan
Invested personal capital
40+ years experience in investment &
financial services.
Founder & Chairman CX Partners
Ex MD Citi Ventures, many more
 Solution Portfolio - Integrated GRC Suite
Flexibility to implement single solution & plug in others with dedicated hosting environment on Tier IV Data Centre

Internal & Access &

Confidentiality Configure Availability &
External Identity
& Security Multi entity Performance
Users
Premium

Compliance Management IFC & Risk Management Litigation Management

Act & Compliance Library Risk , Control & Audit Finds Dept. wise - Cases & Notices

Real Time Legal Updates Common Global Platform Case records & Documents

Compliance Calendars Testing and Evaluations Contingent Liability & Losses

Responsibility Matrix Report adherence with proof Collaboration, Reminders

Event, On-going, Date Based Multi level controls & audit PAN India courts listed

Status & Gap Reports - User, Department, Act, Control, Case, Location, Status wise
Automated & Ad-hoc Reports, Management Dashboards

Advisory Portals

RSJ Lexsys Pvt Ltd. 10 All Rights Reserved

 Key Clients & Partners..!!!
They trusted in our passion & commitment to create a better world thats organized and committed to be compliant..!!!

70+ Corporate Clients

Key Partners

www.lexcomply.com
www.registrationsandapprovals.com | www.mycorporatedecision.com
info@lexcomply.com | +91 11 41057103 | +91 99991 22616