Financial Advisory Services

SUBMITTED BY :ROMIL SINGH JYOTI ARORA

Financial Advisory Services

financial advisory services is provided to the clients

in the private, public, or mixed sectors. The scope in this area depends on the specific needs of each client. Financial advisory services provides assistance to companies faced with opportunities for growth such as merger or acquisition or critical challenges such as fraud, litigation or reorganization.

Financial Advisor
Financial advice or guidance to customers for

compensation Provides different services such as investment management, income tax preparation and estate planning. Must carry a series 65 licence in order to conduct business with public.

Types
Fee based financial advisors: Fee only financial

advisors work for an agreed upon fee that's set prior to the commencement of their work. Commission based financial advisors: Their motivation is to sell the products they represent. They get paid by the companies offering the products rather than by the client.

Companies in FAS
Deloitte

Price waterhouse coopers

Kenton & mills Merill lynch

Ameriprice
Standard chartered HSBC

Financial Advisory Services

Mergers & acquisitions Business intelligence services

Business Valuation
IPO Assistance

Mergers & acquisitions

In this service company provides assistance to its

clients on mergers & acquisition deals. Companies on the behalf of their clients perform various activities like :
1) identify and evaluate potential targets, sellers or investors, 2) perform strategic and financial valuation analysis; 3) formulation of acquisition strategies ; and 4)coordinate with legal, accounting and tax consultants

The financial advisory services helps its client in the following ways :
Drafting information memoranda for potential

buyers/sellers. Locating suitable counter-parties. Assessing and advising on the viability of the deal. Determining of share exchange ratio. Structuring and negotiating of terms and conditions for the new entity. Managing and monitoring of the documentation, transaction and transition process.

Business Intelligence Services

The Business Intelligence Services practice consists of

highly trained investigators and intelligence specialists with extensive experience in due diligence, litigation support, fraud and other investigations through their network. Businesses considering mergers, acquisitions, strategic relationships or investments need accurate information about entities and their executives and the potential risks that they may present.

Business Valuation
business valuation team performs valuations of business

entities, intellectual property, intangible assets, common and preferred stock and other securities along with partnership interests, private debt instruments, options, warrants, and other derivative products. These services are provided to assist clients with mergers, acquisitions and dispositions; taxation planning and compliance; financial reporting; bankruptcy and reorganization; litigation and dispute resolution; and strategic planning.

HIERARCHY
DIRECTOR

Sr. MANAGER
MANAGER

Sr. ASSOCIATE
ASSOCIATE

Sr. ANALYST
ANALYST

IPO Assistance
The process of completing an initial public offering ("IPO") is a

tedious and daunting task for most companies. The FAS can advise and help prepare your company for an IPO.

Financial Advisory Services can provide the following for companies contemplating an IPO: Advice on appropriate timing Assist in preparing appropriate documentation Advise on relevant issues, such as lock-up agreements, IPO process, distribution and other issues Manage selection of underwriters, with analysis of potential underwriters research and distribution capabilities Attend and guide prospectus drafting sessions Prepare management for investor presentations, including creating slideshow presentations

 Appoint lead manager.

Assemble a team responsible for IPO Review the financial statements

Decision regarding the issue size and the band

width Preparation of prospectus Due diligence Filling of prospectus with SEBI Design marketing, promotion strategy

Thank you